How Do I Setup the Data Linkage with the FCA - Settings/Integrations

How Do I Setup the Data Linkage with the FCA - Settings/Integrations

  1. Login to the FCA system.

 

 

  1. Click Firm & User Administration, followed by Manage Web Service Account

 

 

  1. Click Add Account

 

 

  1. Enter an Account Name (suggest firm FRN followed by MyRegData eg 123456MyRegData) and Password (note FCA policy guidance then click Add Account again



 Note: This ID needs to be unique on the FCA system, we suggest using your FRN followed by “MyRegData” i.e. 123456MyRegData.

  1. Login to MyRegData at https://secure.gosimplebooks.co.uk/v2/ and from the Settings menu, choose Integrations

 

  

  1. Enter the Firm Reference Number and newly created FCA Firm System ID and click Save

 


  1. Once the IFA report has been completed, choose the orange Submit to FCA Enter the special FCA password sent via email per 4. Above.  The button colour will change to blue.  The Submit to FCA is available for use by you on your system upon request.

 

 

  1. Press the Submit to FCA button. A pop up will display a list of schedules required for submission
  2. Tick the box(es) to indicate which schedules the system should upload to the FCA, Press Submit
  3. Press the Submit to FCA button again to determine if any schedules remain to be uploaded
  4. You must then go to the FCA site and verify the submission made matches your expectation. You can request resubmission of any schedule via the submission history screen at the FCA site.  Once resubmission is granted the original submission is used as a draft which must be manually amended at FCA site.



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